JOSEPH R PAPALEO – MUTUAL OF AMERICA SECURITIES LLC, NEW YORK , NY. – Allegations and Investigations

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Users at Gripeo are currently investigating allegations made against JOSEPH R PAPALEO – MUTUAL OF AMERICA SECURITIES LLC, NEW YORK , NY.. This webpage will, therefore, assist in consolidating all information with which you can draw logical and valid inferences and conclusions. If you have lost money with JOSEPH R PAPALEO, we invite and encourage you to share your story and experience by posting a comment or contact the author(s) directly.

The subject of this investigation

JOSEPH R PAPALEO – MUTUAL OF AMERICA SECURITIES LLC, NEW YORK , NY.

Scope of Investigation

We help our users to pursue FINRA arbitration claims nationwide on behalf of investors and victims, to recover financial losses arising out of wrongful conduct by financial advisors and brokerage firms. The information on Gripeo.com is for general information purposes only. Nothing on this site should be taken as legal advice for any individual case or situation.

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Impact – Over two dozen suspensions by SEC first reported by our users

The number of false, misleading, and scam investments being promoted to the public is increasing. They often appear highly credible, low risk, and are sold by very persuasive sales teams. Often this is just a smokescreen. The projects fail. Websites disappear. Phone calls and emails go unanswered. Investors are left high and dry with no idea of how to recover their investment. We keep you up to date with the latest news on investment scams, the companies, the people involved, our investigations, investor websites, and recovery actions. Investigations published on Gripeo.com by our members may have resulted in disciplinary actions taken by SEC. We have recorded nearly a dozen instances where swift action was recorded days/weeks after being published on Gripeo.com. Please know that there is no way to know whether or not Gripeo reports played any part in this, but for the purpose of transparency (and curiosity), we’re listing some of the more interesting cases below.  
   

 
Name David Allen Walters
Reported on Gripeo Oct 28, 2020
Gripeo Article www.gripeo.com/david-allen-walters/
Action by SEC on Nov 1, 2020
Suspension details View disciplinary action on David Allen Walters
 
Name Andrew J. LeBlanc II
Reported on Gripeo Oct 31, 2020
Gripeo Article www.gripeo.com/andrew-j-leblanc-ii/
Action by SEC on Nov 2, 2020
Suspension details View disciplinary action on David Allen Walters
 
Name Douglas William Stopkey
Reported on Gripeo Oct 26, 2020
Gripeo Article www.gripeo.com/douglas-william-stopkey/
Action by SEC on Nov 19, 2020
Suspension details View disciplinary action on David Allen Walters
 
Name Joseph D. Olheiser
Reported on Gripeo Nov 25, 2020
Gripeo Article www.gripeo.com/joseph-d-olheiser/
Action by SEC on Nov 27, 2020
Suspension details View disciplinary action on David Allen Walters
 
Name John Hillman Timberlake
Reported on Gripeo Nov 18, 2020
Gripeo Article www.gripeo.com/john-hillman-timberlake/
Action by SEC on Nov 19, 2020
Suspension details View disciplinary action on David Allen Walters
 
Name Lewis N. Lester
Reported on Gripeo Oct 26, 2020
Gripeo Article www.gripeo.com/lewis-n-lester/
Action by SEC on Oct 27, 2020
Suspension details View disciplinary action on David Allen Walters
 
Name Richard Michael Wesselt
Reported on Gripeo Nov 9, 2020
Gripeo Article www.gripeo.com/richard-michael-wesselt/
Action by SEC on Nov 11, 2020
Suspension details View disciplinary action on David Allen Walters
 
Name Efrain B. Trujillo
Reported on Gripeo Nov 17, 2020
Gripeo Article www.gripeo.com/efrain-b-trujillo/
Action by SEC on Dec 19, 2020
Suspension details View disciplinary action on David Allen Walters
 
Name Kevin Paul Rast
Reported on Gripeo Nov 23, 2020
Gripeo Article www.gripeo.com/kevin-paul-rast/
Action by SEC on Nov 24, 2020
Suspension details View disciplinary action on David Allen Walters
 
Name Lucas Mandon King
Reported on Gripeo Nov 5, 2020
Gripeo Article www.gripeo.com/lucas-mandon-king/
Action by SEC on Nov 15, 2020
Suspension details View disciplinary action on David Allen Walters
 
Name Pratul V. Agnihotri 
Reported on Gripeo Oct 14, 2020
Gripeo Article www.gripeo.com/pratul-v-agnihotri/
Action by SEC on Oct 16, 2020
Suspension details View disciplinary action on David Allen Walters
 
Name Norman Stanley Batansky
Reported on Gripeo Oct 23, 2020
Gripeo Article www.gripeo.com/norman-stanley-batansky/
Action by SEC on Dec 22, 2020
Suspension details View disciplinary action on David Allen Walters
 
Name Kurt Jason Gunter 
Reported on Gripeo Nov 20, 2020
Gripeo Article www.gripeo.com/kurt-jason-gunter/
Action by SEC on Dec 7, 2020
Suspension details View disciplinary action on David Allen Walters
 
Name Kevin Barletta
Reported on Gripeo Oct 15, 2020
Gripeo Article www.gripeo.com/kevin-barletta/
Action by SEC on Oct 19, 2020
Suspension details View disciplinary action on David Allen Walters
 
Name Christopher Fernan
Reported on Gripeo Oct 19, 2020
Gripeo Article www.gripeo.com/christopher-fernan/
Action by SEC on Oct 23, 2020
Suspension details View disciplinary action on David Allen Walters
 
Name Vonna Kay Husby
Reported on Gripeo Oct 29, 2020
Gripeo Article www.gripeo.com/vonna-kay-husby/
Action by SEC on Nov 3, 2020
Suspension details View disciplinary action on David Allen Walters
 
Name Ronald Hannes
Reported on Gripeo Oct 10, 2020
Gripeo Article www.gripeo.com/ronald-hannes/
Action by SEC on Nov 20, 2020
Suspension details View disciplinary action on David Allen Walters
 
Name Philip Anthony Simone
Reported on Gripeo Nov 13, 2020
Gripeo Article www.gripeo.com/philip-anthony-simone/
Action by SEC on Nov 17, 2020
Suspension details View disciplinary action on David Allen Walters
 
Name Paul F. Seymour
Reported on Gripeo Oct 14, 2020
Gripeo Article www.gripeo.com/paul-f-seymour/
Action by SEC on Oct 19, 2020
Suspension details View disciplinary action on David Allen Walters
 
Name Troy R. Baily 
Reported on Gripeo Oct 19, 2020
Gripeo Article www.gripeo.com/troy-r-baily/
Action by SEC on Nov 17, 2020
Suspension details View disciplinary action on David Allen Walters
 
Name David Alan Stateman
Reported on Gripeo Dec 1, 2020
Gripeo Article www.gripeo.com/david-alan-stateman/
Action by SEC on Dec 22, 2020
Suspension details View disciplinary action on David Allen Walters
 
Name Lonna R. Dehn Ristvedt 
Reported on Gripeo Oct 19, 2020
Gripeo Article www.gripeo.com/lonna-r-dehn-ristvedt/
Action by SEC on Oct 21, 2020
Suspension details View disciplinary action on David Allen Walters
 
Name Cynthia Diane Cowden 
Reported on Gripeo Oct 21, 2020
Gripeo Article www.gripeo.com/cynthia-diane-cowden/
Action by SEC on Dec 1, 2020
Suspension details View disciplinary action on David Allen Walters
 

  Gripeo.com is a free-speech platform that allows users and concerned citizens to share their experiences and findings, collaborate with victims of investment fraud, and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our members privately, not in conjunction with any government or law enforcement agency. Gripeo.com does NOT participate in any investigation, nor edit or contribute to any publication or investigation.   2020 witnessed a surge in new retail investors entering the markets via online brokers, as well as an increase in certain types of trading, including options. Some online broker-dealers’ apps—as well as those offered by other financial services and consumer-oriented businesses—include interactive and “game-like” features, as well as related forms of advertising and marketing. Such features affect many aspects of how firms interact and communicate with customers, from initial advertisements through the opening of accounts, recommendations, and the presentation of different investment choices.  Read more here This review (JOSEPH R PAPALEO – MUTUAL OF AMERICA SECURITIES LLC, NEW YORK , NY. – Allegations and Investigations) was originally published at Gripeo. To read the full review, go to – www.gripeo.com/joseph-r-papaleo/

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